Comply With Regulations
- Access entire investor history in one tool
- Check suitability with alerts on violations
- Record your clients risk tolerance and capabilities
Organize Memos, Events & Dues

- Choose/create event types (meeting, call, restriction order, rebalancing, birthday or customized type)
- Attach documents, memos or reports to individual events
- Compliant memos: read-only or non-editable after creation
Integrate and Attach Documents
- Drag and drop documents
- Preview files in png, jpg and pdf
- Use smart search functionality
