one CRM
ALWAYS KEEP THE OVERVIEW
The new FIDLEG/FINIG regulation has been in force since January 2020. We offer you the ideal tool so that you don’t feel cold feet and don’t break out in a sweat because of the new regulations, so that you can continue to manage your day-to-day work professionally and not neglect your clients in the process: ONE CRM. We offer you the right “layer” for every FIDLEG/FINIG requirement.
FIDLEG/FINIG COMPLIANT & MORE
ONE CRM
CUSTOMER SEGMENTATION
ONE CRM supports you in the assessment and documentation of this customer segment and also provides the documentation and protocol for a possible opting-out/in process.
BASIC INFORMATION SHEET FOR FINANCIAL INSTRUMENTS
To ensure that the information is recorded in advance, ONE CRM provides a security database for storing KIIDs (Key Investor Information Documents) for this purpose and also offers you templates for basic information sheets for the most important financial instruments on request.
ADEQUACY & SUITABILITY OF FINANCIAL SERVICES
Recording relevant knowledge and experience of your clients to comply with the appropriateness test in the advisory and investment process is possible on the ONE PM platform. In addition, ONE PM offers e-questionnaires to assess risk capacity/tolerance.
TRANSPARENCY AND CARE FOR CUSTOMER ORDERS
In the investment process, the necessary pre-trade checks (compliance, appropriateness, suitability) and a collective order template are provided. Furthermore, a client journal can be created at the push of a button to document the client relationship, which in particular can also be used to prove and document the avoidance of conflicts of interest. The client can be given a copy of his dossier on a permanent data carrier at any time; this is ensured with a client booklet that can be retrieved at any time.
DOCUMENTATION & ACCOUNTABILITY
An e-dossier to facilitate the obligation to provide the data stored with the client is provided. The accountability filing includes several documentations: Order management & documentation to demonstrate "best execution" and equal treatment of clients, investment reporting and gross / net performance calculation. ONE PM also provides the infrastructure to provide storage and access to the automatically generated client investment reports.
ONE CRM package
crm
- Full CRM functionality & Basic PMS
- Complete IT infrastructure, secure segregated data hosting, software updates
- Up to 5 users included
- Ready-to-use, fully predefined CRM/PMS application, including:
- KYC & Risk Profiles, Journals, Documents
- Manual bookings, allocation, performance, standard strategies
- Order management & documentation
- Set of relevant reports
one CRM testimonials
WHY WITH US?
With a broad background in banking, fiduciary, portfolio management, mathematics, user interface and database design, we understand the needs of the financial industry.
Every day, we rise to the challenge of finding solutions to the complex needs of “open banking for securities transactions” as well as the regulatory challenges in wealth management.
Learn more about our history & our team.
